If you are looking for a Charlotte Series 7 exam course to help you prepare for an upcoming exam date, Varsity Tutors can assist you in this endeavor. Perhaps you are a student at a local college such as Queens University of Charlotte and have already completed coursework that covered the content you will face on this exam. An online prep course can help you review the material you learned in these classes and provide you with resources to assist you during your test prep process. The Series 7 Exam is a complex and thorough test, and for those who are taking it, enrolling in an exam prep course can help them feel better prepared and more confident about the material on test day.
What Are Some of the Topics a Charlotte Series 7 Exam Class Can Cover?
The Series 7 exam is taken by people who wish to be stockbrokers in the United States. You must already have completed the Security Industry Essentials exam before you take the Series 7. It is a necessary requirement to gain the appropriate licensure - without this, you are not legally allowed to participate in this kind of work. The exam is structured in a multiple-choice format and consists of 125 questions, which are to be completed within three hours and forty-five minutes. A test taker must receive a score of 72 percent or higher in order to pass the exam and be granted their certification.
This test is broken down into approximately four categories. The first section is "Seeks Business for the Broker-Dealer from Customers and Potential Customers," which accounts for 7 percent of the exam. The second section is "Opens Accounts After Obtaining and Evaluating Customers' Financial Profile and Investment Objectives," which accounts for 9 percent of the exam. The third section, "Provides Customers with Information About Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records," is the largest section, and accounts for 73 percent of the test. The final section, "Obtains and Verifies Customers' Purchase and Sales Instructions and Agreements; Processes, Completes and Confirms Transactions," accounts for 11 percent of the exam.
The exam assesses how well you would be able to perform as a general securities representative. It focuses on areas as corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options, and government securities. Some of the topics that the Charlotte Series 7 exam class instructor will cover may include such items as various types of regulation, 529 plans, customer disclosures, investment recommendations, and trade executions.
What Are the Benefits of Taking a Charlotte Series 7 Exam Course?
As previously stated, there is a significant amount of material which you will be expected to know when you take the Series 7 exam, which is why enrolling in an online course provided by Varsity Tutors is a wise decision.
Many students find the process of trying to learn all that information on their own to be very overwhelming. Enrolling in a Charlotte Series 7 Exam course may help you to feel more like you are part of a team of people who are all trying to achieve a common goal. If you find that you are struggling with a specific concept, it is very easy to ask your instructor for assistance through our Live Learning Platform. You can also request one-on-one time with your course instructor if you're looking for even more reinforcement on a particular topic.
Another benefit of enrolling in a course is that you are able to integrate it into your schedule fairly easily, based on your own availability throughout the day. These courses are offered during the morning, afternoon, and at night, so whether you are a busy working professional or a student who only has an hour or two to spare each day, you should still be able to enroll in the course. New courses begin enrollment each month, which makes it easy for you to start at a time that works for you.
An additional benefit is that you can take these classes from anywhere, including the comfort of your own home or a local café, if you so choose. The only requirements for attending a course are access to a reliable internet connection.
How Can I Sign Up For a Charlotte Series 7 Exam Prep Course?
Signing up for one of these classes is as easy as reaching out to one of the educational consultants at Varsity Tutors, who will be able to answer any questions you may have and get you signed up for the Charlotte Series 7 exam course of your choosing.
Roman: Charlotte Series 7 course instructor
...I've taken many exams, including, the CFP, Series 7, Series 66 Series 63, SIE, Life Ins, Health Ins, and LTC Ins - And I've passed all of them on the first attempt. I've actually passed the Series 7 twice! I'm passionate about personal finance and love helping others understand the concepts needed to pass these exams. Finance is a great field to work in, so I truly enjoy whenever I'm able to help someone pass...
Education & Certification
- Virginia Commonwealth University - Bachelor of Science, Mechanical Engineering
Subject Expertise
- Series 7
- Series 63
- Series 66
- Series 65
- +60 subjects
Chris: Charlotte Series 7 course instructor
...leading investment firms including Morgan Stanley, Credit Suisse and Fidelity Investments. I have also taught finance at the college level and I have taught economics and history at the high school level since 1990. Many of my former students went on to study economics at schools like Stanford, Princeton, USC, Wharton and my alma mater, the University of Michigan. I will make the study of finance and economics not only fun, but relevant to your...
Education & Certification
- University of Michigan-Ann Arbor - Bachelor in Arts, Economics
- Wesleyan University - Master of Arts, History
Subject Expertise
- Series 7
- Series 65
- High School Economics
- Professional Certifications
- +9 subjects
Matthew: Charlotte Series 7 course instructor
...is because it gives me an excuse to talk about it. More importantly, it also allows me to help people learn this world and show how you can be independent without taking on a lot of risk. I look forward to helping you in the world of business by using examples that you can relate with and showing you my "out of the box" approach towards simplifying the learning curve when you're starting in business.
Education & Certification
- East Carolina University - Bachelor of Science, Finance
Subject Expertise
- Series 7
- Real Estate License
- Series 3
- Series 66
- +14 subjects
Candice: Charlotte Series 7 course instructor
...helping teach children from all around how to strengthen themselves academically and with my background being in social work, being able to connect with students from a different and meaningful perspective. I have taught grades 3- 11th professionally on and off for about 5 years, being a private tutor as well. My personal favorite subjects are ELA, reading comprehension and vocabulary. I am excited to build community within Varsity Tutors with my families and students!
Education & Certification
- North Carolina A & T State University - Bachelor of Science, Social Work
- Winthrop University - Master of Social Work, Social Work
Subject Expertise
- Series 7
- Series 63
- Professional Certifications
- Math
- +17 subjects
Richa: Charlotte Series 7 course instructor
Hi everyone! My name is Richa and I'm a sophomore at UNC Chapel Hill! I have lots of experience with tutoring kids of various ages. I have worked at Mathnasium and was the president of the math honors society in high school. Whether it be school work or ACT prep, I'm happy to help!
Education & Certification
- University of North Carolina at Chapel Hill - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- Series 7
- Managerial Accounting
- Algebra 2
- Elementary School Math
- +15 subjects
John: Charlotte Series 7 course instructor
I'm John. I have a proven track record of raising students' SAT scores quickly and counseling towards their best fit school. I hope you'll consider me!
Education & Certification
- Harvard College - Current Undergrad Student, Philosophy
Subject Expertise
- Series 7
- CPA
- AP Calculus AB
- Math
- +66 subjects
Andrew: Charlotte Series 7 course instructor
...My teaching philosophy begins with understanding a student's goals and helping them achieve success both inside and outside of the classroom. I can use elements of a student's background to relate complex subjects in a way that is more familiar with the student. Outside of work, I am an avid sports fan, lover of books and movies, meeting new people and hanging out with friends. I enjoy traveling, having been to 19 countries on 4...
Education & Certification
- UNC Chapel Hill - Bachelors, Economics & Psychology
- Georgetown University - Masters, Finance
Subject Expertise
- Series 7
- Series 55
- Series 63
- Series 3
- +70 subjects
Nikita: Charlotte Series 7 course instructor
...brand new to the material or bouncing back from a retake, I'll meet you where you are and guide you step by step toward mastery. With experience at top global investment banking institutions, I bring insider-level knowledge of the industry. And with a background in education, I know how to translate dense, technical content into clear, practical lessons that stick. My goal is simple: to give you the tools, structure, and mindset to not just...
Education & Certification
- University of Memphis - Bachelor of Science, Public Relations
Subject Expertise
- Series 7
- Series 9
- Series 65
- Series 66
- +13 subjects
Lonie: Charlotte Series 7 course instructor
...don't teach as a primary source of income; I teach because I enjoy helping others enough to do it in my spare time. People don't care what you know until they know that you care. I'm supposed to write something here about my own achievements. I have an impressive resume by most peoples' standards. But my achievements don't amount to anything unless they translate into helping YOU pass your exam. Let's just leave it at...
Education & Certification
- Bowling Green State University-Main Campus - Bachelor of Science, German
- West Virginia University - Bachelor of Science, Statistics
- Xavier University - Master of Science, Business Administration and Management
Subject Expertise
- Series 7
- Series 63
- Series 6
- Insurance License
- +21 subjects
David: Charlotte Series 7 course instructor
...good for this job because I have patience, I know different ways to explain concepts, and I know the subjects that I am trying to explain. I have been a tutor in the past and achieved good results from students. I have experience with math and science subjects since I studied Biology, Engineering and Administration at a University level. Outside of academic work I like to travel, hiking, literature, movies, paint and music.... Teaching should be a fun and interesting process through which the student is able to learn more skills and increase intellectual development to deal with academic and life challenges.
Education & Certification
- UW Platteville - Bachelors, Business Administration and Management
Subject Expertise
- Series 7
- High School Physics
- Differential Equations
- College Level American Literature
- +58 subjects
Anna: Charlotte Series 7 course instructor
I have recently relocated from Pennsylvania to New York. I have always had a passion for teaching and sharing knowledge. I look forward to working with students that love to learn as much as I do!
Education & Certification
- University of Iowa - Bachelor in Arts, General Literature
- Bloomsburg University of Pennsylvania - Masters in Business Administration, Finance
Subject Expertise
- Series 7
- CPA
- Professional Certifications
- Business Writing
- +58 subjects
Andrea: Charlotte Series 7 course instructor
...and my commitment to helping others learn, I enjoy spending my time with my family and two dogs. We love all things outdoors whether it's hiking, walking, stargazing, grilling, or spending the day at the park. I also enjoy listening to and singing along to music, although not everyone around me finds that part as enjoyable. My favorite study setting looks like a cup of coffee, Jazz music, and plenty of notecards or fun highlighters...
Education & Certification
- Washington University in St Louis - Master of Science, Finance
Subject Expertise
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 9
- Series 24
- +57 subjects
Eunpa: Charlotte Series 7 course instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- SIE
- PSAT Mathematics
- +43 subjects
William: Charlotte Series 7 course instructor
...as the SIE, Series 6, Series 7, Series 65, and Series 66 where I emphasize real-world applications and understanding the intricacies of financial planning. My teaching philosophy centers on breaking down problems and guiding students through the thought process, ensuring they grasp not just the "how," but also the "why" behind financial principles. Inspired by my mother's teaching career and my own experiences helping my brother with dyslexia, I strive to create a supportive environment...
Education & Certification
- Manhattan College - Bachelor of Science, Finance
Subject Expertise
- Series 7
- Series 65
- Insurance License
- Series 66
- +4 subjects
Jennifer: Charlotte Series 7 course instructor
...and algebra to my peers in undergrad as well as high school students who were preparing for SAT. Most recently, I obtained the SIE, series 7, and series 66 licenses. While I am capable of tutoring a broad range of subjects, I am more interested in helping students/clients prepare for certification exams such as the SIE, Series 7, 63, 65, 66, pharmacy technician certification exam (PTCE) etc. I have got tips and tricks on how...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- Series 7
- Series 66
- Series 65
- SIE
- +18 subjects
Melissa: Charlotte Series 7 course instructor
I have 20 years of real world experience in business. I can teach the following licenses: SIE, Series 7, Series 63, and Series 66. I am a current licensed senior broker at a large firm. I have assisted with in-person training to pass these licenses and have worked teaching adults my entire career. Cannot wait to work with you!
Education & Certification
- The University of Texas at Arlington - Bachelor in Arts, Anthropology
- Capella University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 7
- SIE
- Series 63
- Series 66
- +1 subjects
Nicholas: Charlotte Series 7 course instructor
Through almost a decade as a financial planner, I enjoy helping others enter the field and continue to develop their expertise. I tutor the Series 6, 63, 65 and 7 exams and the CFP Board exam.
Education & Certification
- Susquehanna University - Bachelor of Science, Finance
Subject Expertise
- Series 7
- CFP
- SIE
- Series 6
- +8 subjects
Jeremy: Charlotte Series 7 course instructor
I'm grateful to have the opportunity to meet new people. I think an environment of mutual respect and understanding is important. It leads to great conversation and learning by both parties.
Education & Certification
- SUNY College at Old Westbury - Bachelor in Arts, Political Economy
Subject Expertise
- Series 7
- Series 63
- Insurance License
- Series 7 - General Securities Representative Exam (Stockbroker)
- +52 subjects
David: Charlotte Series 7 course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 7
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 24
- +16 subjects
Casey: Charlotte Series 7 course instructor
...developed a passion for training others and helping them gain the knowledge they need to grow within their careers. While I have most of my experience in the business world, I believe that a strong understanding in Math can lay the groundwork for building the life of your dreams. In my spare time, I enjoy cooking, travel, spending time with my family, strength training, and learning new skills that enrich my life ranging from the...
Education & Certification
- Florida Atlantic University - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- Series 7
- Series 65
- Series 10
- Series 7 - General Securities Representative Exam (Stockbroker)
- +25 subjects