Varsity Tutors offers a Dallas Fort Worth SIE course that can set you on the right path with your SIE test prep. The SIE is a test created by the Financial Industry Regulatory Authority (FINRA) and is taken by people who want to work in the securities industry. In the exam, you'll be tested on your knowledge of basic securities industry information such as products, risks, and regulated practices. There are many students from the University of Texas - Dallas and the University of Dallas who enroll in the SIE course so they can have a comprehensive and guided review of the topics covered in the exam. If you are also looking for a comprehensive SIE review, enrolling in the Dallas Fort Worth SIE prep course with Varsity Tutors can be an excellent option.
What are some of the topics a Dallas Fort Worth SIE class can cover?
Your review will cover materials that can help you thoroughly understand the key concepts tested in the different sections of SIE. There are four sections and each has its own weight on your final score.
The first section is Knowledge of Capital Markets, which covers categories such as regulatory entities, agencies, and market participants, as well as market structure, economic factors, and offerings. This has 12 multiple-choice questions and is equal to 16% of the exam.
The second section is Understanding Products and Their Risks, which covers categories like real estate investment trusts (REITs), investment risks, municipal fund securities, and MSRB rules. This section has 33 multiple-choice questions that make up 44% of the exam.
The third section is Understanding Trading, Customer Accounts, and Prohibited Activities, which covers categories such as trading, settlement and corporate actions, and customer accounts and compliance consideration. This section has 23 multiple-choice questions and makes up 31% of the exam.
The fourth section is Overview of the Regulatory Framework, which covers categories like employee conduct, SEC rules, and self-regulatory organization (SRO) regulatory requirements for associated persons. This section has 7 multiple-choice questions and makes up 9% of the exam.
What are the advantages of enrolling in a Dallas Fort Worth SIE course?
For many students and professionals, hectic schedules and other personal commitments can make it difficult to dedicate time to their SIE study. The SIE course with Varsity Tutors has notable advantages that can address these obstacles. The course is offered online, so you don't need to commute or worry about making it on time for class. You can comfortably participate in the review just by logging into the virtual classroom. As long as you have an internet connection, you're ready to go. The online class is conducted live, so you'll see and hear your instructor as if you were in a regular, physical classroom. You can ask questions and get immediate feedback - something that may not be as readily available if you're just doing self-study. You will also learn with other students in the course. Studying with a group has shown to help students gain new perspectives on a topic, which can then help them learn the topic thoroughly and even kill-off their procrastination.
Studying for the SIE with the guidance of expert Dallas Fort Worth SIE class instructors is another advantage you can benefit from when you enroll in the course. It can be confusing to prepare for a standardized exam since there are many topics to cover. Where do you start? How can you best review for the test? What materials should you study? With the help of instructors who have several years of experience preparing students for the SIE, you can tackle these questions with more confidence. Your instructor can give detailed discussions on topics covered in each section of the test and you can also learn test-taking techniques that can boost your efficiency during test day. If you find yourself struggling with certain topics, the course also allows you to reserve one-on-one time with your instructor so you can receive personalized attention in addressing your core difficulties.
How can I enroll in a Dallas Fort Worth SIE course?
If you are ready to start your SIE test prep or would like to get more information about the course, reach out to our educational consultants at Varsity Tutors. We can give you details on what the course covers, our available course times, and how you can sign up for the course. We have 2-week and 4-week courses that start on a rolling monthly basis, so you'll have more flexibility when starting your review. Contact Varsity Tutors and ask about our Dallas Fort Worth SIE course today.
Blake: Dallas SIE course instructor
...mentoring and teaching others because that is what has helped me in my life and career the most: someone coming alongside me and helping me with things I didn't even know I didn't know. I strive to teach and help in a relevant, understandable, and helpful way. I attended Oakland University on a full-tuition academic scholarship and majored in finance and minored in accounting. After working in the financial planning industry for 4 years, I...
Education & Certification
- Oakland University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 65
- CFP
- Algebra 2
- +71 subjects
John: Dallas SIE course instructor
...Pace University, where I also gained valuable experience tutoring my peers. With over 2 years of tutoring experience, I specialize in Series 65, SIE, accounting, and corporate finance. My teaching philosophy is centered on making complex topics accessible through real-world applications and tailored lesson plans that accommodate individual learning styles. I believe in fostering a supportive environment that builds confidence, using practical examples and interactive exercises to ensure my students grasp foundational concepts. My background...
Education & Certification
- Pace University-New York - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 65
- Series 7
- CFA
- +24 subjects
Gary: Dallas SIE course instructor
I tutor securities licensing exam prep courses for NASAA & FINRA registrations (Series 6,7,63,65,66 and a few others). I own a financial practice, hold the Series 65 and a CRPC designation, and my experience, knowledge and research are current and relevant.
Education & Certification
- Columbia College - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 3
- SHRM-CP - Society for Human Resource Management- Certified Professional
- Series 86
- +72 subjects
Myles: Dallas SIE course instructor
...the Series 7, 65, 63, SIE, and Life Insurance licenses. In addition, I am a Chartered Retirement Planning Counselor and Certified Financial Planner. Because of the study habits I was taught, I was able to pass all exams on my first attempt and in a relatively short time frame. I hope to pass on to more students the study habits that I was blessed to be taught from some of the best in the industry....
Education & Certification
- Lamar University - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 7
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- +4 subjects
Mithily: Dallas SIE course instructor
I am a dedicated teacher committed to facilitating students in achieving their goals and in helping them stretch beyond what they think they can achieve.
Education & Certification
- Osmania - Bachelor of Science, Mathematics
- University of California-Santa Barbara - Master of Science, Computer Science
Subject Expertise
- SIE
- PMP
- AACN - American Association of Colleges of Nursing
- Creative Writing
- +142 subjects
Heath: Dallas SIE course instructor
...and writing. My teaching philosophy is that anyone can achieve great things through hard work and dedication. The best students ask for help when they don't understand something. I like to relate the content to real life situations for students to really drive concepts home. Throughout my time tutoring I have helped many people pass exams they never through possible which opened doors for future career success. With hard work, dedication and a strong tutor...
Education & Certification
- Texas A & M University-College Station - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 63
- Series 10
- Series 7 - General Securities Representative Exam (Stockbroker)
- +24 subjects
Zachary: Dallas SIE course instructor
Recent graduate from the Masters program in Finance from the University of Miami. Looking to help students expand their understanding of Math, Finance, and Economics.
Education & Certification
- Florida State University - Bachelor of Science, Finance
- University of Miami - Master of Science, Finance
Subject Expertise
- SIE
- CFA
- CPA
- Series 7
- +35 subjects
Barrett: Dallas SIE course instructor
...winning is largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 26
- Series 4
- +21 subjects
Joyce: Dallas SIE course instructor
...degree in Economics from Rutgers University, where I also pursued minors in International Relations and Korean. What sets me apart is my unique relationship with educationI graduated a semester early thanks to careful planning and a passion for learning. I understand the challenges students can face, as I've personally encountered and overcome them. My journey has equipped me with valuable study and teaching skills that can make a real difference in your academic success. I'm not...
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 52
- Series 86
- +31 subjects
Roque: Dallas SIE course instructor
...that environment and never stopped teaching. I believe everyone is entitled to a world class education because no matter what circumstances you were born into, you can change them through education and hard work. Everyone learns differently, and in a world of cookie cutter teaching methods I hope I can help the ones that struggle, not because they aren't intelligent or willing to work, but because they haven't been taught the way they need.
Education & Certification
- Brigham Young University-Idaho - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 65
- Series 63
- +79 subjects
Nancy: Dallas SIE course instructor
...enjoy teaching a variety of subjects. As a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 63
- Series 79
- Series 65
- +85 subjects
Melissa: Dallas SIE course instructor
I have 20 years of real world experience in business. I can teach the following licenses: SIE, Series 7, Series 63, and Series 66. I am a current licensed senior broker at a large firm. I have assisted with in-person training to pass these licenses and have worked teaching adults my entire career. Cannot wait to work with you!
Education & Certification
- The University of Texas at Arlington - Bachelor in Arts, Anthropology
- Capella University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 66
- Series 63
- +1 subjects
Olatorera: Dallas SIE course instructor
...encourage students to apply theoretical knowledge to practical scenarios. Beyond supply chain expertise, I have ventured into other facets of business. My proficiency extends to data analysis, product management, business analysis, and business architecture. This holistic approach allows me to connect supply chain principles with broader organizational strategies. In summary, my mission as a supply chain tutor is to ignite curiosity, cultivate critical thinking, and prepare learners for the dynamic landscape of global supply chains....
Education & Certification
- Universidada De Murcia - Masters in Business Administration, Business, General
Subject Expertise
- SIE
- ABIM Exam - American Board of Internal Medicine
- MSS - NBME Subject Examination Program
- CDR Exam - Cardiovascular Disease Recertification Exam
- +349 subjects
James: Dallas SIE course instructor
Subject Expertise
- SIE
- Firefighter Exam
- Series 7
- Series 66
- +6 subjects
Cathleen: Dallas SIE course instructor
...62 with many different backgrounds. Over 90% of my trainees have passed the Series 7 on their first try. My specialty is creating analogies to de-mystify unfamiliar concepts. I ask that you commit to studying for 9 weeks, and take the test immediately after that because that's generally how long short term memory lasts. I genuinely care about each person I encounter, and would love to walk with you through the hardest thing you've ever...
Education & Certification
- Maryville University of Saint Louis - Bachelor in Arts, Psychology
- Webster University - Master of Arts, Human Resources Development
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 7
- +1 subjects
Hal: Dallas SIE course instructor
...and a variety of other qualifications. In 2019, as I began tutoring and realized that it had been decades since I originally passed my securities licensing exams, I took the Securities Industry Essentials Exam (SIE), and retook the Uniform Investment Adviser Law Exam (Series 65), and the National Commodities Futures Exam (Series 3), passing each on a single sitting. Over the past two years, I've tutored well over 200 students, balancing that with authoring a...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- Series 79
- Series 27
- Series 66
- +171 subjects
Michael: Dallas SIE course instructor
...for the largest oil refiners, oil transportation and exploration, airlines and trucking companies. These strategies used futures, options and OTC swaps. During my time at two firms was involved in building electronic trading platforms over 20 years ago. While marketing an equity derivative trading platform I was offered a position on an equity derivatives brokerage desk as a sales/trader for an inter-dealer broker. Here I acted like an extension of my clients trading desks executing...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 4
- Series 55
- Series 3
- +14 subjects
Thomas: Dallas SIE course instructor
...a diverse background as a small business owner, managing various ventures in the food and beverage industry, as well as experience in wholesale distribution, commercial insurance, ATM services, and SaaS. I currently teach middle school math in downtown New Orleans and enjoy tutoring high school and college Economics because I believe it should be accessible to everyone. I also enjoy helping adults pass insurance exams to further their career ambitions. My tutoring style involves using...
Education & Certification
- University of Nevada, Las Vegas - Bachelor, B.S. Economics
Subject Expertise
- SIE
- PRAXIS
- Insurance License
- College Business
- +28 subjects
Amilcar: Dallas SIE course instructor
...of students, each bringing their unique backgrounds and challenges to the learning process. This has taught me the importance of empathy, patience, and personalized teaching strategies in fostering educational growth and confidence in my students. Outside of academia, my passions include reading, playing soccer, and riding in my 1968 Honda S800 Coupe. These activities not only provide a necessary respite from my academic pursuits but also enrich my teaching by bringing a breadth of experiences...
Education & Certification
- Johnson & Wales University-Online - Master of Science, Finance
Subject Expertise
- SIE
- CIMA
- CPA
- Exam IFM - Investment and Financial Markets
- +51 subjects
Kate: Dallas SIE course instructor
...International Affairs from Wake Forest University, I am passionate about empowering students to achieve their academic and career goals. My experience includes tutoring in ACT English, college application essays, and public speaking, where I focus on personalized strategies that cater to each student's unique learning style. I believe in fostering a supportive and engaging environment that encourages students to confront challenges with resilience. My background as a financial analyst at Goldman Sachs and my journey...
Education & Certification
- Wake Forest University - Bachelor's, Philosophy, Political Science & International Affairs, Dance
Subject Expertise
- SIE
- Professional Certifications
- ACT
- College English
- +14 subjects