Award-Winning SIE Courses & Classes in Raleigh-Durham, NC

If you are planning to take the SIE, Varsity Tutors can help you start your review with the Raleigh-Durham SIE course. Aspiring candidates from employees to students at North Carolina Central University who want to work in the securities industry often look for the most convenient way for them to get started with their SIE test prep, but there can be many challenges to finding a suitable review course. The schedule, location, and experience of the instructors are some of the considerations that can make it difficult to get started. Enrolling in the Raleigh-Durham SIE prep course with Varsity Tutors can be the answer to these problems. The course is done online with many different course times to choose from and you can rely on expert instructors to guide you through the test format and content.

What are some of the topics a Raleigh-Durham SIE class can cover?

The SIE tests basic information about the securities industry. These include products, risks, and regulatory agencies, prohibited practices, and the structure and function of the securities industry. There are four sections in the SIE and each has its own weight on the final score. The test has 75 multiple-choice questions that you need to answer within 1 hour and 45 minutes. Seventy percent is the passing mark for the test.

Knowledge of Capital Markets is the first section. It has 12 questions about economic factors, market structure, offerings, and regulatory entities, agencies, and market participants. This makes up 16% of the test.

The second section is Understanding Products and Their Risks. It contains 33 questions about real estate investment trusts (REITs), municipal fund securities, MSRB rules, and investment risks. This section is equal to 44% of the test.

Understanding Trading, Customer Accounts, and Prohibited Activities is the third section and contains 23 questions on topics such as trading, settlement and corporate actions; NASD rules, compliance considerations, and anti-money laundering. This section makes up 31% of the test.

The fourth section is the Overview of the Regulatory Framework. This has 7 questions about topics like SEC rules, self-regulatory organization (SRO) regulatory requirements for associated persons, and employee conduct. This section makes up 9% of the test.

Aside from a comprehensive review of the test content, your Raleigh-Durham SIE class instructor can also share test-taking techniques that can help you perform at your best during the exam.

What are the advantages of enrolling in a Raleigh-Durham SIE course?

For many test takers of SIE, busy schedules, work, school, and other personal commitments can prevent them from focusing on their SIE study. There are even some who totally postpone their review. Varsity Tutors offers the SIE course online, which can be a great help for busy people who still want to take the test and start their review. With an online course, you don't need to set aside extra time hours for commuting or stress about making it on time for your class. All you need is your internet connection and computer and you're ready to join in the review. In the virtual classroom, you can see and talk to your instructor and other students as if you were in a physical classroom. This gives you the chance to get immediate answers when you ask questions and learn alongside other aspiring professionals who want to join the securities industry. Working or studying with a group has been shown to help students gain fresh perspectives on a topic. It can even help them stay motivated and avoid procrastination.

Of course, if you find yourself struggling with topics in Customer Account Registrations, Direct Participation Programs (DPPs), Exchange-traded Products (ETPs), or want to ask questions about the SIE outside of the class, you have the option to request a 1-on-1 meeting with your instructor to get extra help. This can be a good approach especially for students who might feel too self-conscious during class and prefer to talk to the instructor in private about his or her questions.

How can I enroll in a Raleigh-Durham SIE course?

Passing the SIE can open doors to a thriving and long-term career in the securities industry. Whether you are a student or an experienced professional, you'll be investing in your SIE review not just for the actual exam day but for your future. Reach out now and ask our educational consultants at Varsity Tutors how you can sign up for the Raleigh-Durham SIE course. We can help you have a more effective and convenient test prep online and study with a well-structured and comprehensive curriculum led by expert SIE instructors.