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Award-Winning Series 14A - NYSE DMM Compliance Official Examination Tutors

Mikhail

Certified Tutor

15+ years

Mikhail

Bachelors, Mathematics, Economics, Pre-Medical Track
Mikhail's other Tutor Subjects
Algebra
Algebra 2
Biology
Business

I was born in Russia and grew up in NYC where I attended Stuyvesant High School. I graduated Summa Cum Laude from Binghamton University where I majored in mathematics and economics and completed a core group of science courses that were part of the Pre-Medical track. I am currently applying to medic...

Education

SUNY at Binghamton

Bachelors, Mathematics, Economics, Pre-Medical Track

Claire

Certified Tutor

10+ years

Claire

Masters, Music
Claire's other Tutor Subjects
Conversational French
French
French 1
French 2

Bonjour tous,My name is Claire and I am born and raised in France. I moved to California in 2010 to study classical music and in May 2016 I received a Master in clarinet performance. On top of my musical studies, I have been tutoring and teaching French to students at my university and privately. I ...

Education

CSUF

Masters, Music

CSUF

Bachelors, Music

Kyle

Certified Tutor

9+ years

Kyle

Associate in Science, Computer and Information Systems Security
Kyle's other Tutor Subjects
AP Computer Science Principles
C++
Computer Programming
Computer Science

I'm a current college student pursuing a Bachelor's degree in software engineering. I'm proficient with Java, and knowledgeable in C++, HTML, CSS, and a basic understanding of Python. Outside of the classroom I'm a house and techno DJ.

Education

CUNY Kingsborough Community College

Associate in Science, Computer and Information Systems Security

Pryce

Certified Tutor

3+ years

Pryce

Bachelor of Science, Economics
Pryce's other Tutor Subjects
Algebra
Business
Business Calculus
Business Statistics

Hi, My name is Pryce and I am excited to be your GRE and/or math and economics tutor! I recently graduated from the University of Pennsylvania, where I studied economics and math and gained experience as a peer tutor. On my most recent GRE test, I scored a 170V and 169Q, and am excited to share what...

Education

University of Pennsylvania

Bachelor of Science, Economics

Jameshia

Certified Tutor

4+ years

Jameshia

Bachelor in Arts, Music
Jameshia's other Tutor Subjects
Creative Writing
Elementary School
Elementary School English
Elementary School Math

Hello my name is Mrs.Edmond, and my passion is to help and create a safe learning experience for children. It brings joy to know that children are trying to better themselves in every way.

Education

Lane College

Bachelor in Arts, Music

William Francis

Certified Tutor

2+ years

William Francis

Bachelor, Pre-Business
William's other Tutor Subjects
Algebra
Algebra 2
Business
College Business

I am currently a rising freshman at the University of North Carolina at Chapel Hill and plan on majoring in business and potentially computer science. I have a passion for math and have tutored my younger brother (2 years younger) and his friends for the past few years during which I have come to en...

Education

University of North Carolina at Chapel Hill

Bachelor, Pre-Business

Clayton

Certified Tutor

8+ years

Clayton

Master of Science, Elementary Administration
Clayton's other Tutor Subjects
Arithmetic
College English
Elementary Math
Elementary School Math

In sharing my qualifications and interests, I hope to provide you with tremendous confidence in my abilities to not only establish a strong rapport with you, but to also be an exceptional teacher in arithmetic, elementary math, middle school math, and pre-algebra!I currently have seven years of expe...

Education

William Woods University

Master of Science, Elementary Administration

Missouri Western State University

Bachelor of Science, Elementary Education

Jane

Certified Tutor

8+ years

Jane

Masters, Comparative French Literature
Jane's other Tutor Subjects
10th Grade Reading
10th Grade Writing
Adult Literacy
American Literature

For as long as I can remember, I have been passionate about literature and languages. With a background in creative writing, I am confident that I can help any student struggling to connect with the language arts. Additionally, I have extensive knowledge of the French language, having spent 6 years ...

Education

University of Paris 8

Masters, Comparative French Literature

University of Michigan-Ann Arbor

Bachelors, French & Francophone Studies

Tucker

Certified Tutor

7+ years

Tucker

Bachelor of Science, Mathematics and Statistics
Tucker's other Tutor Subjects
Algebra
Algebra 2
Calculus
College Algebra

My main focus is tutoring elementary up to college-level algebra, calculus, and statistics. I used to work in the math tutoring center at the university I attended and I'm a Math major with a concentration in Statistics. Currently I teach highschool math. I have over a years worth of experience tuto...

Education

University of West Georgia

Bachelor of Science, Mathematics and Statistics

Danielle

Certified Tutor

Danielle

Masters, Secondary Education, Mathematics
Danielle's other Tutor Subjects
Algebra
Arithmetic
Elementary Math
Elementary School Math

I'm passionate about teaching and learning. I'm a certified Math teacher in NY. I have over 8 years teaching experience in NYC public schools, in grades 7-12. I enjoy working with children and adults of all ages. My favorite part of teaching is when students have an "ah-ha" moment and everything cli...

Education

Pace University-New York

Masters, Secondary Education, Mathematics

University of Connecticut

Bachelors, Business, Marketing

Test Scores
LSAT
160

Meet Our Expert Tutors

Connect with highly-rated educators ready to help you succeed.

Esther

1st Grade Reading Tutor • +57 Subjects

I have recently graduated from the Burnett Honors College at the University of Central Florida with a Bachelors degree in Biomedical Sciences. This upcoming year I am going to the Institute of Human Nutrition at Columbia University to get an MS in Nutrition and Metabolism.I have been a tutor for college students for 2 years at my university, teaching Organic Chemistry 1 and General Chemistry. I've also helped high school students with college admission essays, and with kindergartners in the Junior Achievement program.I enjoy working with children and finding creative ways for them to learn the material and to try to inspire a desire to learn by making learning fun for them. I also really enjoy teaching general chemistry, because I find the material fascinating. When I tutor a student, I don't just give them the answers, but rather I guide them to the answers. It is important that a student learns how to find the answers themselves so they do not become dependent on outside sources.

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Neal

Algebra Tutor • +30 Subjects

I am currently a student at the University of Missouri Kansas City as a part of their 6 year direct medical program. Medicine is my passion, and I'm thrilled that we are able to interview patients in the hospital and learn from them very early on in the process.The best teachers I've ever had have been more than just adults. They were passionate about the material they taught, and that passion was carried over to me. That is the main thing I hope to show students. A passion that will help them understand the material better.One of my favorite parts of tutoring is getting to know the students' learning style and how they think. The best part is that I have just recently taken all the subjects I have listed to tutor in. The information is fresh in my mind, so I can approach the content from many different angles to help the student understand the material.Outside of school, I spend a lot of my time at Buffalo Wild Wings, hands down the best wings I have ever eaten. Consequently, I also spend a lot of my time exercising - usually swimming or weightlifting.

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Brandon

Algebra Tutor • +33 Subjects

I teach several subjects. How to create Animation. Art, Digital Illustration and Painting, Sciences, Math, Reading and Writing.I have 5 years teaching creative subjects to students young and old. I have 3 years experience teaching STEM fields to children.Each subject I teach in an understandable way and try to give a new perspective on the subject.

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James

Business Tutor • +15 Subjects

As an adjunct professor of finance, I enjoy helping individuals find their way within the finance and business worlds. As a swimming coach, I enjoy helping individuals reach their goals. I am patient and kind and have been in your shoes. I am a strong tutor with the Series 65, 66, and 7.

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Khali

Admissions Tutor • +21 Subjects

"You got a dream... You gotta protect it. People can't do somethin' themselves, they wanna tell you you can't do it. If you want somethin', go get it. Period." -The Pursuit of Happyness (2006)As a 140+ time author, hip-hop artist, poet, spoken word performer and content creator - if there is anything that I know about dreams, I would like to tell you that taking your own path isn't the easiest feat in the world.Society teaches us that we should have the picketed fence, the perfect family and the college degree for the spacious cubicle twenty-five miles away from where you live. Honestly, that is not everyone's vision. Some of us do not desire to be average. Some of us do not desire to settle for a life of mediocrity.Some of us do not desire to let the talents and ideas given to us from higher powers go to waste all because we wanted to please someone else by fitting ourselves into their boxes. The world is constantly evolving and us as a species, we must evolve with it.I believe that the freedom of expression, whether it be in the humanities, performing arts, activism or essential services will help us to evolve and become more accepting of our differences. I've had the pleasure to use my aptitude for writing and performing to touch souls and hearts from all walks of life.My passion to heal the traumas of those that came before me along with my own gives me the fuel that I need to continue being of service to others as a beacon of light to show you no matter what life throws at you, never let that stop you in your tracks!

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Ronald

Admissions Tutor • +14 Subjects

I am a graduate of Morehouse College, the Stanford School of Engineering, and the NYU School of Law. While at Morehouse, Stanford and NYU, I served as a tutor and teaching assistant in subjects such as mathematics, physics, finance, and law. Since graduation, I have worked impact investing space as an investor, lawyer, and program manager. I have also coached students at the University of Baltimore and tutored aspiring lawyers for the Bar.Where I can be most useful to someone looking for a tutor is helping them understand how to master the Bar Exam, LSAT, and understanding scope and methods behind types of financial and mathematical analysis.

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Christina

Adult Literacy Tutor • +22 Subjects

I first began teaching during graduate school, when I took on a small group of piano students in my parents' living room. Over the course of four-and-and-half years, my voice and piano studio grew from three to forty students as young as five and as old as seventy. I also had the opportunity to teach Literature and Drama at a private elementary/middle school for one year. While worthwhile and fun, my experience in the classroom helped me realize that I prefer working with students in a private lesson setting, as it allows me to understand their personalities and preferred learning methods. One-on-one, I am also able to get to know the students in such a way that they feel comfortable asking questions and being themselves throughout the learning process.My formal education and training are in music, specifically classical singing, and I hold a B.A. in Music from Gettysburg College, and an M.M. in Vocal Performance from University of Wisconsin-Madison. While at Gettysburg College, I acted as a tutor for Music Theory I and II students. I also took a number of literature and creative writing courses, along with seven semesters of German and a semester studying Music and German in Vienna, Austria. My love of reading, writing, and languages stays with me, and I still enjoy writing short stories and blogs, reading fictional novels, and brushing up on my German and French skills via Duolingo.While my career is mainly focused in music and private teaching, I have a strong background in administrative and publicity work. As an organization nerd, I revel in arranging paperwork, color-coding calendars, and creating spreadsheets. In my free time, I enjoy cooking healthy meals, baking not so healthy treats, and spending time with friends and family.

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Sarah

Arithmetic Tutor • +5 Subjects

I am a graduate of University of Nevada Las Vegas. I received my Masters of Education in Special Education. Since graduation, I have taught for the Clark County School district as a Cross Categorial Special Education Teacher, and as a Short and Long Term Substitute as of 2004. I also tutored during this time. While teaching for the school district as a Special Education teacher I spent time in the resource room and the general education settings, main streaming special needs students from the resource room to the general education room. And in the general education classroom I would co-teach with the general education teacher. This model of teaching is very beneficial for all students and teachers in the classroom. I teach and tutor a broad range of subjects, however the subject I enjoy teaching the most is math. Mostly due to it being a subject that is not gray, you either got the answer correct or you did not and it helps to teach logic. Over the years while tutoring and teaching I would design and implement lesson plans for several tutored students ranging from ages 8 to 18 if not designed and implemented lesson plans for five high school resource/general classroom math classes. I also would organize, track and implement study materials for all my students daily. My teaching philosophy is to be thorough, versatile and try multiple techniques so to help students find their own learning style. Each student is unique in the way they learn and I feel I need to tailor teaching strategies and techniques to the students needs. When I'm not teaching I spend my time caring for my family if not enjoying the things that interest me such as health and travel. Or one of the many hobbies I have like, writing, reading, art and cooking.

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Masouna

College Application Essays Tutor • +14 Subjects

I am a local college student pursuing a degree in Elementary Education. I have worked as a teaching assistant for 2 years, in both 4th and 5th grade classrooms. I love education and working with others!

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Meghan

College English Tutor • +22 Subjects

I earned a Bachelor’s of Science from Dominican College in Blauvelt, NY. I currently hold a Pennsylvania Elementary Education Teaching License. I have 7 years of teaching experience, and 10+ years of experience working with children of all ages. For the past 6 years I have been a Pre-Kindergarten teacher in Pittsburgh. My vast experience of working with children has provided me with the needed skills to help students grow academically. I have worked with students of many ability levels, including those with specific learning needs. As a teacher and tutor it is important for me to understand how the student learns and to introduce them to a variety of ways of learning so they are able to reach their full academic potential. My patient personality has proved beneficial while working with young students. All students learn at their own pace and I believe it is important for any teacher to respect that pace.My favorite elementary subjects to tutor are phonics, reading, and writing. Since I was little I have loved reading and I encourage my students to allow themselves to time to read every chance they get.My philosophy on education is student-centered with a focus on the teacher and student forming a cooperative relationship in order to find the best learning method for the student. Each student learns differently and it is important to me as an educator to find the best method of learning for every student I encounter.While not teaching or tutoring, I love spending time with my 10 month old son and husband! Exploring new things in Pittsburgh is always something I enjoy doing. Reading is one of my favorite hobbies, along with DIY projects for our new house we bought in June!

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Frequently Asked Questions

The Series 14A exam focuses on the rules and regulations that Designated Market Makers (DMMs) must follow when operating on the New York Stock Exchange. Key topics include market maker responsibilities, order handling procedures, trading regulations, compliance requirements, and ethical standards. The exam tests both knowledge of NYSE rules specific to DMM operations and broader securities regulations that apply to market participants. A tutor specializing in Series 14A preparation can break down these complex regulatory areas and help you understand how they apply to real-world DMM scenarios.

Most candidates spend 4-8 weeks preparing for the Series 14A, though this varies based on your background in securities and regulatory compliance. If you're new to the financial industry, you may benefit from a longer study timeline. Personalized tutoring can significantly accelerate your progress by focusing on the specific areas where you need the most help, rather than spending time on concepts you already understand. A tutor can create a customized study plan based on your starting point and target exam date.

The Series 14A exam challenges candidates because it requires mastery of detailed regulatory language and the ability to apply rules to specific trading scenarios. Many test-takers struggle with distinguishing between similar rules, understanding the nuances of compliance obligations, and recognizing how different regulations interact. Additionally, the exam emphasizes practical application rather than just memorization, so you need to understand the "why" behind regulations, not just the "what." Personalized instruction helps by clarifying confusing regulations, providing practice with scenario-based questions, and teaching test-taking strategies specific to how the exam presents material.

An effective Series 14A tutor should have deep expertise in NYSE regulations and DMM operations, ideally with real experience in market making or compliance roles. They should be able to explain complex regulatory concepts clearly and connect them to practical trading scenarios. The best tutors also understand how the exam questions are constructed and can teach you to recognize what examiners are testing for with each question. Look for someone who tailors their approach to your learning style and can identify your specific weak areas to focus your study time efficiently.

Personalized 1-on-1 instruction allows tutors to identify exactly which regulatory concepts are giving you trouble and spend dedicated time on those areas, rather than reviewing material you've already mastered. Tutors can also provide targeted practice with exam-style questions, help you develop strategies for scenario-based questions, and give you feedback on your reasoning process. This focused approach is far more efficient than generic study materials, and research on learning shows that personalized instruction significantly improves both understanding and retention of complex material.

You need to score at least 70% on the Series 14A exam to pass. This means getting approximately 70 out of 100 questions correct, though the exact number can vary slightly depending on question weighting. Achieving this score requires solid understanding of the core regulatory topics and the ability to apply them accurately under test conditions. A tutor can help you focus your preparation on the highest-yield topics and develop the confidence and test-taking skills you need to reach this threshold consistently.

Yes, many candidates successfully prepare for the Series 14A while working full-time, particularly with structured, efficient study methods. Personalized tutoring is especially valuable in this situation because a tutor can work around your schedule and focus your limited study time on high-impact areas. Instead of spending hours reviewing material you don't need, you can work with a tutor on just the concepts that challenge you, making your preparation both faster and more effective during evenings and weekends.

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