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Award-Winning Series 56 - Proprietary Trader Qualification Exam Tutors

Andrew

Certified Tutor

6+ years

Andrew

Masters, Finance
Andrew's other Tutor Subjects
Accounting
Algebra
Business
Business Enterprise

I graduated from the University of North Carolina, Chapel Hill with a dual BA in Economics and Psychology, with a Math minor. I also have a MBA from UNC's Kenan-Flagler Business School with a Finance Concentration. I recently completed my MS in Finance from Georgetown. I have worked for the Federal ...

Education

Georgetown University

Masters, Finance

UNC Chapel Hill

Bachelors, Economics & Psychology

Test Scores
GMAT
700
Mary

Certified Tutor

5+ years

Mary

Masters in Business Administration, Finance
Mary's other Tutor Subjects
Accounting
American Literature
Business
Business Analytics

I began my derivatives career with O'Connor & Associates, the Chicago-based pioneer of options trading and risk management becoming a floor member of the Philadelphia Stock Exchange trading single stock options and futures. My training began in the trading pit, side by side senior traders for whom I...

Education

Northwestern University

Masters in Business Administration, Finance

Dickinson College

Bachelor in Arts, Economics

James

Certified Tutor

4+ years

James

Bachelor in Arts, Business, General
James's other Tutor Subjects
AP U.S. Government & Politics
Business
Business Enterprise
CLEP Prep

Hi, after graduating from The University of Michigan Business School in finance, I was hired on Wall Street investment banking where I stayed until starting my own advisory firm 27 years ago, also during this time I started 9 start up companies in various industries. I love being with my family and ...

Education

University of Michigan-Dearborn

Bachelor in Arts, Business, General

Mikhail

Certified Tutor

15+ years

Mikhail

Bachelors, Mathematics, Economics, Pre-Medical Track
Mikhail's other Tutor Subjects
Algebra
Algebra 2
Biology
Business

I was born in Russia and grew up in NYC where I attended Stuyvesant High School. I graduated Summa Cum Laude from Binghamton University where I majored in mathematics and economics and completed a core group of science courses that were part of the Pre-Medical track. I am currently applying to medic...

Education

SUNY at Binghamton

Bachelors, Mathematics, Economics, Pre-Medical Track

Claire

Certified Tutor

10+ years

Claire

Masters, Music
Claire's other Tutor Subjects
Conversational French
French
French 1
French 2

Bonjour tous,My name is Claire and I am born and raised in France. I moved to California in 2010 to study classical music and in May 2016 I received a Master in clarinet performance. On top of my musical studies, I have been tutoring and teaching French to students at my university and privately. I ...

Education

CSUF

Masters, Music

CSUF

Bachelors, Music

Kyle

Certified Tutor

9+ years

Kyle

Associate in Science, Computer and Information Systems Security
Kyle's other Tutor Subjects
AP Computer Science Principles
C++
Computer Programming
Computer Science

I'm a current college student pursuing a Bachelor's degree in software engineering. I'm proficient with Java, and knowledgeable in C++, HTML, CSS, and a basic understanding of Python. Outside of the classroom I'm a house and techno DJ.

Education

CUNY Kingsborough Community College

Associate in Science, Computer and Information Systems Security

Pryce

Certified Tutor

3+ years

Pryce

Bachelor of Science, Economics
Pryce's other Tutor Subjects
Algebra
Business
Business Calculus
Business Statistics

Hi, My name is Pryce and I am excited to be your GRE and/or math and economics tutor! I recently graduated from the University of Pennsylvania, where I studied economics and math and gained experience as a peer tutor. On my most recent GRE test, I scored a 170V and 169Q, and am excited to share what...

Education

University of Pennsylvania

Bachelor of Science, Economics

Jameshia

Certified Tutor

4+ years

Jameshia

Bachelor in Arts, Music
Jameshia's other Tutor Subjects
Creative Writing
Elementary School
Elementary School English
Elementary School Math

Hello my name is Mrs.Edmond, and my passion is to help and create a safe learning experience for children. It brings joy to know that children are trying to better themselves in every way.

Education

Lane College

Bachelor in Arts, Music

William Francis

Certified Tutor

2+ years

William Francis

Bachelor, Pre-Business
William's other Tutor Subjects
Algebra
Algebra 2
Business
College Business

I am currently a rising freshman at the University of North Carolina at Chapel Hill and plan on majoring in business and potentially computer science. I have a passion for math and have tutored my younger brother (2 years younger) and his friends for the past few years during which I have come to en...

Education

University of North Carolina at Chapel Hill

Bachelor, Pre-Business

Clayton

Certified Tutor

8+ years

Clayton

Master of Science, Elementary Administration
Clayton's other Tutor Subjects
Arithmetic
College English
Elementary Math
Elementary School Math

In sharing my qualifications and interests, I hope to provide you with tremendous confidence in my abilities to not only establish a strong rapport with you, but to also be an exceptional teacher in arithmetic, elementary math, middle school math, and pre-algebra!I currently have seven years of expe...

Education

William Woods University

Master of Science, Elementary Administration

Missouri Western State University

Bachelor of Science, Elementary Education

Meet Our Expert Tutors

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Jane

10th Grade Reading Tutor • +31 Subjects

For as long as I can remember, I have been passionate about literature and languages. With a background in creative writing, I am confident that I can help any student struggling to connect with the language arts. Additionally, I have extensive knowledge of the French language, having spent 6 years living in the Paris area.

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Tucker

Algebra Tutor • +8 Subjects

My main focus is tutoring elementary up to college-level algebra, calculus, and statistics. I used to work in the math tutoring center at the university I attended and I'm a Math major with a concentration in Statistics. Currently I teach highschool math. I have over a years worth of experience tutoring students in a variety of different math subjects.

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Danielle

Algebra Tutor • +26 Subjects

I'm passionate about teaching and learning. I'm a certified Math teacher in NY. I have over 8 years teaching experience in NYC public schools, in grades 7-12. I enjoy working with children and adults of all ages. My favorite part of teaching is when students have an "ah-ha" moment and everything clicks and comes together. I also like watching children become more confident in their abilities and their skill level and grades improve.I have a BA in Business Administration, with a minor in Economics from the University of Connecticut.I have an MS in Secondary Education from Pace University and an MA in Education Policy from Columbia University.In my free time I enjoy art, design, yoga, cooking, and holistic wellness.

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Esther

1st Grade Reading Tutor • +57 Subjects

I have recently graduated from the Burnett Honors College at the University of Central Florida with a Bachelors degree in Biomedical Sciences. This upcoming year I am going to the Institute of Human Nutrition at Columbia University to get an MS in Nutrition and Metabolism.I have been a tutor for college students for 2 years at my university, teaching Organic Chemistry 1 and General Chemistry. I've also helped high school students with college admission essays, and with kindergartners in the Junior Achievement program.I enjoy working with children and finding creative ways for them to learn the material and to try to inspire a desire to learn by making learning fun for them. I also really enjoy teaching general chemistry, because I find the material fascinating. When I tutor a student, I don't just give them the answers, but rather I guide them to the answers. It is important that a student learns how to find the answers themselves so they do not become dependent on outside sources.

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Neal

Algebra Tutor • +30 Subjects

I am currently a student at the University of Missouri Kansas City as a part of their 6 year direct medical program. Medicine is my passion, and I'm thrilled that we are able to interview patients in the hospital and learn from them very early on in the process.The best teachers I've ever had have been more than just adults. They were passionate about the material they taught, and that passion was carried over to me. That is the main thing I hope to show students. A passion that will help them understand the material better.One of my favorite parts of tutoring is getting to know the students' learning style and how they think. The best part is that I have just recently taken all the subjects I have listed to tutor in. The information is fresh in my mind, so I can approach the content from many different angles to help the student understand the material.Outside of school, I spend a lot of my time at Buffalo Wild Wings, hands down the best wings I have ever eaten. Consequently, I also spend a lot of my time exercising - usually swimming or weightlifting.

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Brandon

Algebra Tutor • +33 Subjects

I teach several subjects. How to create Animation. Art, Digital Illustration and Painting, Sciences, Math, Reading and Writing.I have 5 years teaching creative subjects to students young and old. I have 3 years experience teaching STEM fields to children.Each subject I teach in an understandable way and try to give a new perspective on the subject.

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James

Business Tutor • +15 Subjects

As an adjunct professor of finance, I enjoy helping individuals find their way within the finance and business worlds. As a swimming coach, I enjoy helping individuals reach their goals. I am patient and kind and have been in your shoes. I am a strong tutor with the Series 65, 66, and 7.

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Khali

Admissions Tutor • +21 Subjects

"You got a dream... You gotta protect it. People can't do somethin' themselves, they wanna tell you you can't do it. If you want somethin', go get it. Period." -The Pursuit of Happyness (2006)As a 140+ time author, hip-hop artist, poet, spoken word performer and content creator - if there is anything that I know about dreams, I would like to tell you that taking your own path isn't the easiest feat in the world.Society teaches us that we should have the picketed fence, the perfect family and the college degree for the spacious cubicle twenty-five miles away from where you live. Honestly, that is not everyone's vision. Some of us do not desire to be average. Some of us do not desire to settle for a life of mediocrity.Some of us do not desire to let the talents and ideas given to us from higher powers go to waste all because we wanted to please someone else by fitting ourselves into their boxes. The world is constantly evolving and us as a species, we must evolve with it.I believe that the freedom of expression, whether it be in the humanities, performing arts, activism or essential services will help us to evolve and become more accepting of our differences. I've had the pleasure to use my aptitude for writing and performing to touch souls and hearts from all walks of life.My passion to heal the traumas of those that came before me along with my own gives me the fuel that I need to continue being of service to others as a beacon of light to show you no matter what life throws at you, never let that stop you in your tracks!

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Ronald

Admissions Tutor • +14 Subjects

I am a graduate of Morehouse College, the Stanford School of Engineering, and the NYU School of Law. While at Morehouse, Stanford and NYU, I served as a tutor and teaching assistant in subjects such as mathematics, physics, finance, and law. Since graduation, I have worked impact investing space as an investor, lawyer, and program manager. I have also coached students at the University of Baltimore and tutored aspiring lawyers for the Bar.Where I can be most useful to someone looking for a tutor is helping them understand how to master the Bar Exam, LSAT, and understanding scope and methods behind types of financial and mathematical analysis.

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Christina

Adult Literacy Tutor • +22 Subjects

I first began teaching during graduate school, when I took on a small group of piano students in my parents' living room. Over the course of four-and-and-half years, my voice and piano studio grew from three to forty students as young as five and as old as seventy. I also had the opportunity to teach Literature and Drama at a private elementary/middle school for one year. While worthwhile and fun, my experience in the classroom helped me realize that I prefer working with students in a private lesson setting, as it allows me to understand their personalities and preferred learning methods. One-on-one, I am also able to get to know the students in such a way that they feel comfortable asking questions and being themselves throughout the learning process.My formal education and training are in music, specifically classical singing, and I hold a B.A. in Music from Gettysburg College, and an M.M. in Vocal Performance from University of Wisconsin-Madison. While at Gettysburg College, I acted as a tutor for Music Theory I and II students. I also took a number of literature and creative writing courses, along with seven semesters of German and a semester studying Music and German in Vienna, Austria. My love of reading, writing, and languages stays with me, and I still enjoy writing short stories and blogs, reading fictional novels, and brushing up on my German and French skills via Duolingo.While my career is mainly focused in music and private teaching, I have a strong background in administrative and publicity work. As an organization nerd, I revel in arranging paperwork, color-coding calendars, and creating spreadsheets. In my free time, I enjoy cooking healthy meals, baking not so healthy treats, and spending time with friends and family.

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Frequently Asked Questions

Series 56 candidates often struggle with three key areas: mastering the complex regulatory framework governing proprietary trading, understanding advanced risk management strategies, and applying quantitative concepts under time pressure. Many test-takers find the exam's breadth challenging—it covers everything from trading regulations and compliance to portfolio management and market dynamics. The difficulty intensifies because the exam requires not just knowledge, but the ability to apply concepts to realistic trading scenarios quickly and accurately.

Personalized instruction allows a tutor to identify your specific knowledge gaps and tailor explanations to your learning style—whether you need more time on compliance rules, quantitative analysis, or trading strategy concepts. Rather than grinding through generic study materials, you get targeted practice on weak areas and strategies for managing exam anxiety and time constraints. A tutor can also simulate exam conditions and provide immediate feedback on practice questions, helping you build confidence and refine your test-taking approach before exam day.

An excellent Series 56 tutor combines deep knowledge of FINRA regulations and proprietary trading with the ability to explain complex concepts clearly. They understand the exam's format and content distribution, can identify which topics appear most frequently, and know effective strategies for tackling different question types. Beyond expertise, they should be patient with regulatory details that feel overwhelming, adaptable in teaching style, and skilled at building your confidence as you progress toward exam day.

Most candidates need 4 to 8 weeks of consistent preparation, depending on their background in trading, finance, and regulatory knowledge. If you have prior Series 7 or 63 exam experience, you may progress faster. Personalized tutoring can optimize this timeline by focusing study time on your specific weak areas rather than reviewing material you've already mastered. The key is consistent, targeted practice rather than cramming—spacing your study sessions helps with retention and application of concepts.

The Series 56 exam consists of 50 multiple-choice questions covering FINRA rules on proprietary trading, trading authorization, compensation structures, and regulatory compliance. You'll have 90 minutes to complete it. A tutor helps by breaking down the exam's content areas, teaching you to recognize question patterns, and coaching you through time management strategies. They can also help you understand not just the correct answers, but why incorrect options are distractors—a critical skill for handling questions that test nuanced regulatory knowledge.

The Series 56 is fundamentally about ensuring proprietary traders operate within FINRA's strict regulatory framework. About 70% of the exam tests regulatory rules, compliance procedures, and ethical conduct—making this the exam's core. Personalized tutoring helps because a tutor can explain the 'why' behind regulations, connect rules to real trading scenarios, and help you remember complex requirements through context rather than rote memorization. This approach builds deeper understanding and better retention for the exam and your trading career.

With focused personalized tutoring, most candidates improve their practice test scores significantly and feel much more confident tackling the exam's regulatory and quantitative questions. You should expect to develop a clear understanding of FINRA's proprietary trading rules, master risk management concepts, and build the ability to apply knowledge to scenario-based questions quickly. Many students report that tutoring transforms their study experience from feeling overwhelmed by the breadth of material to feeling prepared and ready for exam day.

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