Award-Winning Series 56 - Proprietary Trader Qualification Exam
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Award-Winning Series 56 - Proprietary Trader Qualification Exam Tutors

Certified Tutor
6+ years
I graduated from the University of North Carolina, Chapel Hill with a dual BA in Economics and Psychology, with a Math minor. I also have a MBA from UNC's Kenan-Flagler Business School with a Finance Concentration. I recently completed my MS in Finance from Georgetown. I have worked for the Federal ...
Georgetown University
Masters, Finance
UNC Chapel Hill
Bachelors, Economics & Psychology

Certified Tutor
5+ years
Mary
I began my derivatives career with O'Connor & Associates, the Chicago-based pioneer of options trading and risk management becoming a floor member of the Philadelphia Stock Exchange trading single stock options and futures. My training began in the trading pit, side by side senior traders for whom I...
Northwestern University
Masters in Business Administration, Finance
Dickinson College
Bachelor in Arts, Economics

Certified Tutor
4+ years
James
Hi, after graduating from The University of Michigan Business School in finance, I was hired on Wall Street investment banking where I stayed until starting my own advisory firm 27 years ago, also during this time I started 9 start up companies in various industries. I love being with my family and ...
University of Michigan-Dearborn
Bachelor in Arts, Business, General

Certified Tutor
15+ years
Mikhail
I was born in Russia and grew up in NYC where I attended Stuyvesant High School. I graduated Summa Cum Laude from Binghamton University where I majored in mathematics and economics and completed a core group of science courses that were part of the Pre-Medical track. I am currently applying to medic...
SUNY at Binghamton
Bachelors, Mathematics, Economics, Pre-Medical Track

Certified Tutor
10+ years
Bonjour tous,My name is Claire and I am born and raised in France. I moved to California in 2010 to study classical music and in May 2016 I received a Master in clarinet performance. On top of my musical studies, I have been tutoring and teaching French to students at my university and privately. I ...
CSUF
Masters, Music
CSUF
Bachelors, Music

Certified Tutor
9+ years
Kyle
I'm a current college student pursuing a Bachelor's degree in software engineering. I'm proficient with Java, and knowledgeable in C++, HTML, CSS, and a basic understanding of Python. Outside of the classroom I'm a house and techno DJ.
CUNY Kingsborough Community College
Associate in Science, Computer and Information Systems Security

Certified Tutor
3+ years
Pryce
Hi, My name is Pryce and I am excited to be your GRE and/or math and economics tutor! I recently graduated from the University of Pennsylvania, where I studied economics and math and gained experience as a peer tutor. On my most recent GRE test, I scored a 170V and 169Q, and am excited to share what...
University of Pennsylvania
Bachelor of Science, Economics

Certified Tutor
4+ years
Jameshia
Hello my name is Mrs.Edmond, and my passion is to help and create a safe learning experience for children. It brings joy to know that children are trying to better themselves in every way.
Lane College
Bachelor in Arts, Music

Certified Tutor
2+ years
William Francis
I am currently a rising freshman at the University of North Carolina at Chapel Hill and plan on majoring in business and potentially computer science. I have a passion for math and have tutored my younger brother (2 years younger) and his friends for the past few years during which I have come to en...
University of North Carolina at Chapel Hill
Bachelor, Pre-Business

Certified Tutor
8+ years
Clayton
In sharing my qualifications and interests, I hope to provide you with tremendous confidence in my abilities to not only establish a strong rapport with you, but to also be an exceptional teacher in arithmetic, elementary math, middle school math, and pre-algebra!I currently have seven years of expe...
William Woods University
Master of Science, Elementary Administration
Missouri Western State University
Bachelor of Science, Elementary Education
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Jane
10th Grade Reading Tutor • +31 Subjects
For as long as I can remember, I have been passionate about literature and languages. With a background in creative writing, I am confident that I can help any student struggling to connect with the language arts. Additionally, I have extensive knowledge of the French language, having spent 6 years living in the Paris area.
Tucker
Algebra Tutor • +8 Subjects
My main focus is tutoring elementary up to college-level algebra, calculus, and statistics. I used to work in the math tutoring center at the university I attended and I'm a Math major with a concentration in Statistics. Currently I teach highschool math. I have over a years worth of experience tutoring students in a variety of different math subjects.
Danielle
Algebra Tutor • +26 Subjects
I'm passionate about teaching and learning. I'm a certified Math teacher in NY. I have over 8 years teaching experience in NYC public schools, in grades 7-12. I enjoy working with children and adults of all ages. My favorite part of teaching is when students have an "ah-ha" moment and everything clicks and comes together. I also like watching children become more confident in their abilities and their skill level and grades improve.I have a BA in Business Administration, with a minor in Economics from the University of Connecticut.I have an MS in Secondary Education from Pace University and an MA in Education Policy from Columbia University.In my free time I enjoy art, design, yoga, cooking, and holistic wellness.
Esther
1st Grade Reading Tutor • +57 Subjects
I have recently graduated from the Burnett Honors College at the University of Central Florida with a Bachelors degree in Biomedical Sciences. This upcoming year I am going to the Institute of Human Nutrition at Columbia University to get an MS in Nutrition and Metabolism.I have been a tutor for college students for 2 years at my university, teaching Organic Chemistry 1 and General Chemistry. I've also helped high school students with college admission essays, and with kindergartners in the Junior Achievement program.I enjoy working with children and finding creative ways for them to learn the material and to try to inspire a desire to learn by making learning fun for them. I also really enjoy teaching general chemistry, because I find the material fascinating. When I tutor a student, I don't just give them the answers, but rather I guide them to the answers. It is important that a student learns how to find the answers themselves so they do not become dependent on outside sources.
Neal
Algebra Tutor • +30 Subjects
I am currently a student at the University of Missouri Kansas City as a part of their 6 year direct medical program. Medicine is my passion, and I'm thrilled that we are able to interview patients in the hospital and learn from them very early on in the process.The best teachers I've ever had have been more than just adults. They were passionate about the material they taught, and that passion was carried over to me. That is the main thing I hope to show students. A passion that will help them understand the material better.One of my favorite parts of tutoring is getting to know the students' learning style and how they think. The best part is that I have just recently taken all the subjects I have listed to tutor in. The information is fresh in my mind, so I can approach the content from many different angles to help the student understand the material.Outside of school, I spend a lot of my time at Buffalo Wild Wings, hands down the best wings I have ever eaten. Consequently, I also spend a lot of my time exercising - usually swimming or weightlifting.
Brandon
Algebra Tutor • +33 Subjects
I teach several subjects. How to create Animation. Art, Digital Illustration and Painting, Sciences, Math, Reading and Writing.I have 5 years teaching creative subjects to students young and old. I have 3 years experience teaching STEM fields to children.Each subject I teach in an understandable way and try to give a new perspective on the subject.
James
Business Tutor • +15 Subjects
As an adjunct professor of finance, I enjoy helping individuals find their way within the finance and business worlds. As a swimming coach, I enjoy helping individuals reach their goals. I am patient and kind and have been in your shoes. I am a strong tutor with the Series 65, 66, and 7.
Khali
Admissions Tutor • +21 Subjects
"You got a dream... You gotta protect it. People can't do somethin' themselves, they wanna tell you you can't do it. If you want somethin', go get it. Period." -The Pursuit of Happyness (2006)As a 140+ time author, hip-hop artist, poet, spoken word performer and content creator - if there is anything that I know about dreams, I would like to tell you that taking your own path isn't the easiest feat in the world.Society teaches us that we should have the picketed fence, the perfect family and the college degree for the spacious cubicle twenty-five miles away from where you live. Honestly, that is not everyone's vision. Some of us do not desire to be average. Some of us do not desire to settle for a life of mediocrity.Some of us do not desire to let the talents and ideas given to us from higher powers go to waste all because we wanted to please someone else by fitting ourselves into their boxes. The world is constantly evolving and us as a species, we must evolve with it.I believe that the freedom of expression, whether it be in the humanities, performing arts, activism or essential services will help us to evolve and become more accepting of our differences. I've had the pleasure to use my aptitude for writing and performing to touch souls and hearts from all walks of life.My passion to heal the traumas of those that came before me along with my own gives me the fuel that I need to continue being of service to others as a beacon of light to show you no matter what life throws at you, never let that stop you in your tracks!
Ronald
Admissions Tutor • +14 Subjects
I am a graduate of Morehouse College, the Stanford School of Engineering, and the NYU School of Law. While at Morehouse, Stanford and NYU, I served as a tutor and teaching assistant in subjects such as mathematics, physics, finance, and law. Since graduation, I have worked impact investing space as an investor, lawyer, and program manager. I have also coached students at the University of Baltimore and tutored aspiring lawyers for the Bar.Where I can be most useful to someone looking for a tutor is helping them understand how to master the Bar Exam, LSAT, and understanding scope and methods behind types of financial and mathematical analysis.
Christina
Adult Literacy Tutor • +22 Subjects
I first began teaching during graduate school, when I took on a small group of piano students in my parents' living room. Over the course of four-and-and-half years, my voice and piano studio grew from three to forty students as young as five and as old as seventy. I also had the opportunity to teach Literature and Drama at a private elementary/middle school for one year. While worthwhile and fun, my experience in the classroom helped me realize that I prefer working with students in a private lesson setting, as it allows me to understand their personalities and preferred learning methods. One-on-one, I am also able to get to know the students in such a way that they feel comfortable asking questions and being themselves throughout the learning process.My formal education and training are in music, specifically classical singing, and I hold a B.A. in Music from Gettysburg College, and an M.M. in Vocal Performance from University of Wisconsin-Madison. While at Gettysburg College, I acted as a tutor for Music Theory I and II students. I also took a number of literature and creative writing courses, along with seven semesters of German and a semester studying Music and German in Vienna, Austria. My love of reading, writing, and languages stays with me, and I still enjoy writing short stories and blogs, reading fictional novels, and brushing up on my German and French skills via Duolingo.While my career is mainly focused in music and private teaching, I have a strong background in administrative and publicity work. As an organization nerd, I revel in arranging paperwork, color-coding calendars, and creating spreadsheets. In my free time, I enjoy cooking healthy meals, baking not so healthy treats, and spending time with friends and family.
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Frequently Asked Questions
Series 56 candidates often struggle with three key areas: mastering the complex regulatory framework governing proprietary trading, understanding advanced risk management strategies, and applying quantitative concepts under time pressure. Many test-takers find the exam's breadth challenging—it covers everything from trading regulations and compliance to portfolio management and market dynamics. The difficulty intensifies because the exam requires not just knowledge, but the ability to apply concepts to realistic trading scenarios quickly and accurately.
Personalized instruction allows a tutor to identify your specific knowledge gaps and tailor explanations to your learning style—whether you need more time on compliance rules, quantitative analysis, or trading strategy concepts. Rather than grinding through generic study materials, you get targeted practice on weak areas and strategies for managing exam anxiety and time constraints. A tutor can also simulate exam conditions and provide immediate feedback on practice questions, helping you build confidence and refine your test-taking approach before exam day.
An excellent Series 56 tutor combines deep knowledge of FINRA regulations and proprietary trading with the ability to explain complex concepts clearly. They understand the exam's format and content distribution, can identify which topics appear most frequently, and know effective strategies for tackling different question types. Beyond expertise, they should be patient with regulatory details that feel overwhelming, adaptable in teaching style, and skilled at building your confidence as you progress toward exam day.
Most candidates need 4 to 8 weeks of consistent preparation, depending on their background in trading, finance, and regulatory knowledge. If you have prior Series 7 or 63 exam experience, you may progress faster. Personalized tutoring can optimize this timeline by focusing study time on your specific weak areas rather than reviewing material you've already mastered. The key is consistent, targeted practice rather than cramming—spacing your study sessions helps with retention and application of concepts.
The Series 56 exam consists of 50 multiple-choice questions covering FINRA rules on proprietary trading, trading authorization, compensation structures, and regulatory compliance. You'll have 90 minutes to complete it. A tutor helps by breaking down the exam's content areas, teaching you to recognize question patterns, and coaching you through time management strategies. They can also help you understand not just the correct answers, but why incorrect options are distractors—a critical skill for handling questions that test nuanced regulatory knowledge.
The Series 56 is fundamentally about ensuring proprietary traders operate within FINRA's strict regulatory framework. About 70% of the exam tests regulatory rules, compliance procedures, and ethical conduct—making this the exam's core. Personalized tutoring helps because a tutor can explain the 'why' behind regulations, connect rules to real trading scenarios, and help you remember complex requirements through context rather than rote memorization. This approach builds deeper understanding and better retention for the exam and your trading career.
With focused personalized tutoring, most candidates improve their practice test scores significantly and feel much more confident tackling the exam's regulatory and quantitative questions. You should expect to develop a clear understanding of FINRA's proprietary trading rules, master risk management concepts, and build the ability to apply knowledge to scenario-based questions quickly. Many students report that tutoring transforms their study experience from feeling overwhelmed by the breadth of material to feeling prepared and ready for exam day.
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